Entity: Elite Development Foundation Incorporated
This document outlines the operational steps to be taken when a formal grievance or disciplinary matter arises. It should be read in conjunction with the Dispute Resolution Policy.
Phase 1: Intake and Assessment
- Receipt of Complaint: All formal complaints must be submitted in writing to the Secretary.
- Initial Review: The Executive Committee (President, Vice President, Treasurer, and Secretary) shall meet within 48 hours to determine if the complaint falls under:
- Level 1 (Minor): Behavior breaches or club-level disagreements (proceed to Mediation).
- Level 2 (Major): Serious breaches of the Constitution or Member Protection standards (proceed to Disciplinary Hearing).
- Level 3 (External): Matters involving criminal activity or National Integrity Framework (NIF) violations (referred to Police or Basketball ACT).
Phase 2: The Hearing Procedure
- Notice of Hearing: If a Level 2 breach is identified, the Secretary issues a “Notice of Disciplinary Hearing” to the member, providing at least 14 days’ notice.
- Panel Appointment: The Board appoints a Disciplinary Panel of three (3) unbiased members.
- The Hearing: The panel convenes to hear the evidence. The member is given the opportunity to speak, present witnesses, and respond to all allegations.
- Deliberation: The panel adjourns to consider its decision based on the balance of probabilities.
Phase 3: Outcome and Notification
- Notice of Decision: The Secretary provides the member with a written “Notice of Decision” within 7 days of the hearing. This notice must include:
- The finding (Proven/Not Proven).
- The penalty imposed (if any).
- The reasons for the decision.
- Right to Appeal: The Notice of Decision must explicitly state that the member has a right to appeal the outcome.
Phase 4: Finalization or Escalation
- Closing the File: If no appeal is lodged within the timeframe specified in Attachment 2, the decision is final, and the Secretary updates the club’s records.
- Initiating Appeal: If the member wishes to challenge the decision, the process must follow the instructions and timelines outlined in Attachment 2: The Appeals Process.
Process Flow Summary Table
| Step | Action | Authority | Link |
| 1 | Complaint Lodged | Secretary | Policy Section 3 |
| 2 | Assessment | Executive Board | Attachment 1, Sec 2 |
| 3 | Formal Hearing | Disciplinary Panel | Attachment 1, Sec 5 |
| 4 | Final Decision | Disciplinary Panel | Attachment 1, Sec 7 |
| 5 | Appeal Request | Member | See Attachment 2 |
2. Appeals Process
1 Right of Appeal
A member who has been the subject of a disciplinary decision (the “Appellant”) has the right to appeal the decision if they believe:
- Procedural Fairness was lacking: The principles of Natural Justice were not followed (e.g., they weren’t given a chance to speak).
- New Evidence: Substantial new information has come to light that was not available at the time of the original hearing.
- Severity of Penalty: The penalty imposed is grossly disproportionate to the breach.
2 Internal Appeal Lodgment
- Timeframe: The Appellant must lodge a “Notice of Appeal” with the Secretary within 14 days of receiving the written Notice of Decision.
- Grounds: The notice must clearly state the grounds for the appeal and include any supporting documentation.
- Stay of Proceedings: Lodging an appeal does not automatically “stay” (pause) the penalty. The initial decision remains in force unless the Committee, at its discretion, decides otherwise.
3 The Appeals Panel
- The Committee shall appoint an Appeals Panel within 7 days of receiving the notice.
- The Appeals Panel must consist of three (3) persons who were not involved in the original disciplinary hearing or the underlying incident.
- Where possible, the Club may invite an independent person (e.g., a representative from another club or a person with legal/governance experience) to chair the panel to ensure total impartiality.
4 The Appeal Hearing
- The Appeal Hearing is not a “re-hearing” of the entire case, but a review of the specific grounds raised in the appeal.
- The Panel has the power to:
- Uphold the original decision and penalty.
- Set aside the original decision.
- Vary the penalty (either increasing or decreasing it).
- The Panel’s decision must be delivered in writing within 7 days of the hearing.
5 External Escalation (Basketball ACT / Basketball Australia)
- Finality: The decision of the internal Appeals Panel is final regarding the Club’s internal governance.
- External Review: If the dispute relates to a breach of the National Integrity Framework (NIF), the member may have further rights of appeal through the National Sports Tribunal (NST) or as directed by Basketball ACT by-laws.
- Jurisdiction: The Club acknowledges that for certain high-level integrity matters (e.g., Child Safeguarding), Basketball Australia may take original jurisdiction, and the Club will defer to the national appeals process.
3. Template – Notice of Appeal
This is the formal document a member would submit to the Elite Development Foundation Incorporated Secretary to trigger the process we just drafted.
To: The Secretary, Elite Development Foundation Incorporated
From: [Member Name / Parent or Guardian Name]
Date of Submission: [Insert Date]
1. Matter Details
- Date of Original Decision: [Insert Date of Decision Letter]
- Penalty Imposed: [e.g., 2-week suspension, formal warning, etc.]
2. Grounds for Appeal
Under Section 4 of the Dispute Resolution Policy and Process, I am lodging this appeal based on the following grounds (please tick at least one):
- [ ] Lack of Procedural Fairness: The disciplinary process did not follow the principles of Natural Justice.
- [ ] New Evidence: Substantial new information has become available that was not considered in the original hearing.
- [ ] Severity of Penalty: The penalty imposed is disproportionate to the alleged breach.
3. Statement of Facts
Please provide a concise summary explaining why you are appealing based on the grounds selected above. Attach any new evidence or supporting documentation to this form.
[Insert Text Area Here]
4. Desired Outcome
What result are you seeking from this Appeals Panel? (e.g., Dismissal of the charge, reduction of penalty, etc.)
[Insert Text Area Here]
5. Declaration
I acknowledge that:
- This appeal must be lodged within 14 days of the original decision.
- The original penalty remains in force during the appeal process unless otherwise notified by the Committee.
- The decision of the Appeals Panel will be the final internal determination of the Club.
Signature: ___________________________ Name (Printed): ________________________
